Concentrated Positions

Amidst the decline in the stock market, investors who maintained concentrated positions should consider all of their legal options. Klayman & Toskes has pioneered the representation of both retail and institutional clients who sustained losses as a result of holding concentrated positions in a single security or sector.

Specifically, Klayman & Toskes’ claims focus on the mismanagement of concentrated portfolios given the fact that there were risk management strategies available that would have protected the value of the concentrated portfolios to the downside. Such risk management strategies include stop loss and limit orders, protective puts and collars. Whether the broker recommended that the client purchase a concentrated position, or the concentrated position was transferred into the account, the brokerage firm had a duty to make suitable recommendations to diversify away the risk.

Klayman & Toskes urges retail and institutional investors who have sustained losses as a result of holding concentrated positions in a single security or sector to contact the Law Firm to explore their legal rights and options.

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