The Law Offices of Klayman & Toskes, P.A., a nationally known law firm, practices exclusively in securities arbitration and litigation matters. The Firm represents investors who have sustained recoverable damages as a result of specific failures by financial advisors and the brokerage firms’ supervisory procedures. The Law Offices of Klayman & Toskes, P.A., with its main office located in Boca Raton, Florida and additional offices in California and New York, has achieved substantial recoveries on the behalf of aggrieved investors.

The Law Offices of Klayman & Toskes, P.A. helps investors through NASD, NYSE (FINRA), AAA and PSEX securities arbitration and securities litigation matters. The Firm also provides forensic accounting, securities litigation support and expert testimony in securities arbitration and securities litigation matters.

Common abuses are:

  • Unsuitable Recommendations
  • Churning
  • Misrepresentation
  • Unauthorized Transactions
  • Mutual Fund Switching
  • Margin Over-Concentration
  • Failure to Hedge Concentrated Stock Positions
  • Employee Stock Option Abuse

The Firm’s expertise is in the forum established by the National Association of Securities Dealers, Inc. (NASD) and New York Stock Exchange (NYSE), now known as the Financial Industry Regulatory Authority (FINRA) for securities arbitration.  Investors who maintain accounts with brokerage firms and have been damaged are required to bring their dispute before Self Regulatory Organizations such as the NASD and NYSE (n/k/a FINRA). While arbitration used to be an informal process, now, arbitration resembles a formal court proceeding.  As arbitration has become more complex, you should retain qualified securities attorneys to represent you against brokerage firms and their experienced trial lawyers.